On June 30, 2016, the New York State Department of Financial Services (“NYDFS”) issued a Final Rule (Regulation 504) requiring regulated institutions to maintain “Transaction Monitoring and Filtering Programs” that are “reasonably designed” to meet their purpose and the regulated institutions’ Board or Senior Officer(s) make annual certifications to the DFS confirming compliance with the Final Rule.
In this webinar, Telavance will help the regulated institutions understand how to identify key controls as required by the Final Rule and a path to get to annual certification before or by April 2018.
Topic: New York DFS Part 504 Regulation - Path to certification
Date & Time: December 21, 2016 at 12:30 PM EST
Registration password: Part504
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